--------------------------
OMB APPROVAL
--------------------------
OMB Number: 3235-0145
Expires: December 31, 2005
Estimated average burden
hours per response 11
--------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(RULE 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULE 13D-1(b), (c) AND (d) AND AMENDMENTS THERETO
FILED PURSUANT TO RULE 13d-2(b)
(AMENDMENT NO. )*
CMGI, INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $0.01 par value
- --------------------------------------------------------------------------------
(Title of Class of Securities)
125750109
-------------------------------------------------------
(CUSIP Number)
December 8, 2004
- --------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 11
SCHEDULE 13G
ISSUER: CMGI,INC. CUSIP NO.: 125750109
- --------------------------------------------------------------------------------
1 Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
J.P. Morgan Partners (BHCA), L.P. (formerly known as Chase Equity
Associates, L.P.)
13-3371826
- --------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) |_|
(b) |X|
- --------------------------------------------------------------------------------
3. SEC Use Only
- --------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Delaware
- --------------------------------------------------------------------------------
Number of 5. Sole Voting Power 635,965
Shares -----------------------------------------------------
Beneficially 6. Shared Voting Power
Owned by -----------------------------------------------------
Each Reporting 7. Sole Dispositive Power 635,965
Person -----------------------------------------------------
With: 8. Shared Dispositive Power
- --------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
635,965
- --------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) XX See Footnote 1 below
- --------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
.13%
- --------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
PN
- --------------------------------------------------------------------------------
.................................................................................
.................................................................................
.................................................................................
.................................................................................
______________________
1 The Reporting Person is a party to that certain Stock Transfer Agreement
dated as of March 23, 2004 and that certain Stockholder Selling Agreement,
dated as of August 2, 2004 (collectively, the "Stockholder Selling
Agreements"). As a result, the Reporting Person, together with the other
parties to the Stockholder Selling Agreements, may be deemed to constitute
a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act
of 1932, as amended (the "Act") with respect to 32,637,172 shares of the
Issuer's Common Stock (defined herein) representing 6.8% of the Issuer's
Common Stock outstanding as of the date hereof. The Reporting Person
disclaims beneficial ownership of any securities held by any other party
to the Selling Stockholder Agreements and the filing of this Statement on
Schedule 13G shall not be deemed an admission that the Reporting Person or
any other person or persons party to the Selling Shareholders Agreements
constitute a "group" for purposes of Section 13(d)(3) of the Act or Rule
13d-5 thereunder.
Page 2 of 11
SCHEDULE 13G
ISSUER: CMGI,INC. CUSIP NO.: 125750109
13.
(a) NAME OF ISSUER:
CMGI, Inc.
(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
1100 Winter Street
Waltham, Massachusetts 02451
14.
(a) NAME OF PERSON FILING:
J.P. Morgan Partners (BHCA), L.P.
Supplemental information relating to the ownership and control
of the person filing this statement is included in Exhibit
2(a) attached hereto.
(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
1221 Avenue of the Americas
New York, New York 10020
(c) CITIZENSHIP:
Delaware
(d) TITLE OF CLASS OF SECURITIES (OF ISSUER):
Common Stock, par value $0.01 per share
(e) CUSIP NUMBER:
125750109
15. IF THIS STATEMENT IS FILED PURSUANT TO SS. SS. 240. 13D-1(B) OR 240.
13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:
Not applicable.
16. OWNERSHIP
(a) AMOUNT BENEFICIALLY OWNED:
635,965 shares of Common Stock
Page 3 of 11
SCHEDULE 13G
ISSUER: CMGI,INC. CUSIP NO.: 125750109
(b) PERCENT OF CLASS:
.13%
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) Sole power to vote or to direct the vote: 635,965
(ii) Shared power to vote or to direct the vote: Not
applicable.
(iii) Sole power to dispose or to direct the disposition of:
635,965
(iv) Shared power to dispose or to direct the disposition of:
Not applicable.
17. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the
date hereof the Reporting Person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the following.
18. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable.
19. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
20. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
The Reporting Person together with Timothy M. Adams, Bain Capital
Fund IV, L.P., Bain Capital Partners V, L.P., BankAmerica Investment
Corporation, BCIP Associates, BCIP Trust Associates, L.P., BCIP Trust Associates
II, BCIP Trust Associates II-B, BCM Capital Partners, L.P., Daniel F. Beck,
Canpartners Investments IV, LLC, Rory J. Cowan, Robert T. Dechant, Enterprise
Associates, LLC, Vahram V. Erdekian, Sheila M. Flaherty, Fleet National Bank,
Trustee of the Alexander S. Moore Trust dated 6/5/96, Fleet National Bank,
Trustee of the Abegail L. Moore Trust dated 6/5/96, Harding Holdings, Inc.,
Information Partners, Deborah A. Keeman, Jeremiah Kelly, Linwood A. Lacy,
Terence M. Leahy, Stephen D.R. Moore, R. Scott Murray, OCM Mezzanine Fund, L.P.,
Nicholas G. Nomicos, Morton H. Rosenthal, Sankaty Credit Opportunities, L.P.,
Sankaty High Yield Partners II, L.P., Sankaty High Yield Partners III, L.P., W.
Ken Southerland, Randy S. Stone, David A. Tanner and The Murray 2003 Qualified
Annuity Trust are parties to the Selling Stockholder Agreements and as result
thereof may be deemed to constitute a "group" for purposes of Section 13(d)(3)
of the Securities Exchange Act of 1932, as amended (the "Act") with respect to
32,637,172 shares of the Issuer's Common Stock representing 6.8% of the Issuer's
Common Stock outstanding as of the date hereof. The Reporting Person disclaims
beneficial ownership of any securities held by any other party to the Selling
Stockholder Agreements and the filing of this Statement on Schedule 13G shall
not be deemed an admission that the Reporting Person or any other person or
persons party to the Selling Shareholders Agreements constitute a "group" for
purposes of Section 13(d)(3) of the Act or Rule 13d-5 thereunder.
21. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
22. CERTIFICATION
By signing below the undersigned certifies that, to the best of its
knowledge and belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or influencing the
control of the Issuer and were not acquired and are not held in connection with
or as a participant in any transaction having that purpose or effect.
Page 4 of 11
SCHEDULE 13G
ISSUER: CMGI,INC. CUSIP NO.: 125750109
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: December 2004
J.P. MORGAN PARTNERS (BHCA), L.P.
By: JPMP Master Fund Manager, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
----------------------------------
Name: Jeffrey C. Walker
Title: President
Page 5 of 11
SCHEDULE 13G
ISSUER: CMGI,INC. CUSIP NO.: 125750109
EXHIBIT 2(a)
This statement is being filed by J.P. Morgan Partners (BHCA), L.P.
(formerly known as Chase Equity Associates, L.P.), a Delaware limited
partnership (hereinafter referred to as "JPMP (BHCA)"), whose principal business
office is located at 1221 Avenue of the Americas, New York, New York 10020. JPMP
(BHCA) is engaged in the venture capital and leveraged buyout business. The
general partner of JPMP (BHCA) is JPMP Master Fund Manager, L.P., a Delaware
limited partnership (hereinafter referred to as "JPMP Master Fund"), whose
principal business office is located at the same address as JPMP (BHCA), and is
also directly or indirectly (through affiliates) engaged in the venture capital
and leveraged buyout business. The general partner of JPMP Master Fund is JPMP
Capital Corp., a New York corporation (hereinafter referred to as "JPMP Capital
Corp."), whose principal business office is located at the same address as JPMP
(BHCA), and is also engaged in the venture capital and leveraged buyout
business. Set forth in Schedule A hereto and incorporated herein by reference
are the names, business addresses, principal occupations and employments of each
executive officer and director of JPMP Capital Corp.
JPMP Capital Corp. is a wholly owned subsidiary of J.P. Morgan Chase
& Co., a Delaware corporation (hereinafter referred to as "JP Morgan Chase")
which is engaged (primarily through subsidiaries) in the commercial banking
business with its principal office located at 270 Park Avenue, New York, New
York 10017. Set forth in Schedule B hereto and incorporated herein by reference
are the names, business addresses, principal occupations and employments of each
executive officer and director of JP Morgan Chase.
Page 6 of 11
SCHEDULE 13G
ISSUER: CMGI,INC. CUSIP NO.: 125750109
SCHEDULE A
SCHEDULE A
JPMP CAPITAL CORP.
EXECUTIVE OFFICERS(1)
President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Dr. Dana Beth Ardi*
Managing Director Christopher C. Behrens*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Cornell P. French*
Managing Director Michael R. Hannon*
Managing Director David J. Gilbert*
Managing Director Jonathan R. Lynch*
Managing Director Stephen P. Murray*
Managing Director Timothy Purcell*
Managing Director John Reardon*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director William Stuck*
Managing Director Patrick J. Sullivan*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr. *
Managing Director Damion E. Wicker, M.D.*
____________________
(1) Each of whom is a United States citizen except for Messrs. Irigoin and
Soghikian.
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
Page 7 of 11
SCHEDULE 13G
ISSUER: CMGI,INC. CUSIP NO.: 125750109
SCHEDULE B
DIRECTORS(1)
William B. Harrison**
Jeffrey C. Walker*
____________________
(1) Each of whom is a United States citizen except for Messrs. Irigoin and
Soghikian.
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
** Principal occupation is employee or officer of J.P. Morgan Chase & Co.
Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New
York, New York 10017.
Page 8 of 11
SCHEDULE 13G
ISSUER: CMGI,INC. CUSIP NO.: 125750109
SCHEDULE B
J.P. MORGAN CHASE & CO.
EXECUTIVE OFFICERS(1)
Chairman of the Board and Chief Executive Officer William B. Harrison Jr.*
President and Chief Operating Officer James Dimon*
Vice Chairman, Chairman of Investment Bank and
Head of Private Equity and Asset & Wealth Management David A. Coulter*
Chief Information Officer Austin Adams*
Chief Financial Officer Michael J. Cavanagh*
Director of Human Resources, Head of
Real Estate/Facilities, General Services, Security John J. Farrell*
Co-General Counsel Joan Guggenheimer*
Director of Corporate Marketing and Communications Frederick W. Hill*
Co-General Counsel William H. McDavid*
Head of JPMorgan Partners Jeffrey C. Walker**
Chief Risk Officer Don M. Wilson III*
____________________
(1) Each of whom is a United States citizen.
* Principal occupation is employee or officer of J.P. Morgan Chase & Co.
Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New
York, New York 10017.
** Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York New York 10020.
Page 9 of 11
SCHEDULE 13G
ISSUER: CMGI,INC. CUSIP NO.: 125750109
DIRECTORS(2)
NAME PRINCIPAL OCCUPATION OR EMPLOYMENT;
BUSINESS OR RESIDENCE ADDRESS
- --------------------------------------------------------------------------------
Hans W. Becherer Retired Chairman of the Board and
Chief Executive Officer
Deere & Company
c/o J.P. Morgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
John H. Biggs Former Chairman and CEO
TIAA - CREF
c/o J.P. Morgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
Lawrence A. Bossidy Retired Chairman of the Board
Honeywell International
c/o J.P. Morgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
Stephen B. Burke President
Comcast Cable Communications, Inc.
c/o J.P. Morgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
James S. Crown President
Henry Crown and Company
c/o J.P. Morgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
James Dimon President and Chief Operating Officer
J.P. Morgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
- --------------------------------------------------------------------------------
Ellen V. Futter President and Trustee
American Museum of Natural History
c/o J.P. Morgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
William H. Gray, III President and Chief Executive Officer
The College Fund/UNCF
c/o J.P. Morgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
____________________
2 Each of whom is a United States citizen.
Page 10 of 11
SCHEDULE 13G
ISSUER: CMGI,INC. CUSIP NO.: 125750109
NAME PRINCIPAL OCCUPATION OR EMPLOYMENT;
BUSINESS OR RESIDENCE ADDRESS
- --------------------------------------------------------------------------------
William B. Harrison, Jr. Chairman of the Board and Chief Executive Officer
J.P. Morgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
- --------------------------------------------------------------------------------
Laban P. Jackson, Jr. Chairman and Chief Executive Officer
Clear Creek Properties, Inc.
c/o J.P. Morgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
Lee R. Raymond Chairman of the Board and Chief Executive Officer
Exxon Mobil Corporation
c/o J.P. Morgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
John W. Kessler Owner
John W. Kessler Company
c/o J.P. Morgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
Robert I. Lipp Chairman
The St. Paul Travelers Companies, Inc.
c/o J.P. Morgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
Richard A. Monoogian Chairman and Chief Executive Officer
Masco Corporation
c/o J.P. Morgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
David C. Novak Chairman and Chief Executive Officer
Yum! Brands, Inc.
c/o J.P. Morgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
John R. Stafford Retired Chairman of the Board
Wyeth
c/o J.P. Morgan Chase & Co.
270 Park Avenue
New York, New York 10017
- --------------------------------------------------------------------------------
Page 11 of 11