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U.S. SECURITIES AND EXCHANGE COMMISSION
- ---------------------------------- Washington, D.C. 20549 --------------------------
FORM 4 OMB APPROVAL
- ---------------------------------- STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
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|_| Check this box if no longer Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility OMB Number: 3235-0287
subject to Section 16. Form 4 Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 --------------------------
or Expires: December 31,
Form 5 obligations may 2001
continue. --------------------------
See Instruction 1(b) Estimatd average burden
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hours per response . . .
. . .0.5
(Print or Type Responses)
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1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer
(Check all applicable)
Compaq Computer Corporation CMGI, Inc. (“CMGI”) ___ Director __X_ 10% Owner
___ Officer ___ Other
(give title below) (specify below)
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(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for
Number of Reporting Month/Year _______________________
20555 State Highway 249 Person (Voluntary) November 2001
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(Street) 5. If Amendment, Date of 7. Individual or Joint/Group Filing (Check
Original applicable line)
Houston TX 77070 (Month/Year) ___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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(City) (State) (Zip) Table 1 — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount 6. Owner- 7.
Instr. 3) action or Disposed of (D) Of Securities ship Nature of
Date action (Instr. 3, 4 and 5) Benefically Form: Indirect
Code Owned at Direct Beneficial
(Month/ (Instr. 8) End of Month (D) or Owner-
Day/ Indirect (I) ship
Year)
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(A) or
Code V Amount (D) Price (Instr. 3 and (Instr. 4) (Instr. 4)
4)
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-------------- ------ ------ ------------- -------- ------------- ------------------- ------------- ---------------
Common Stock 11/8/01 J(1) 4,445,056 A (1) D
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Common Stock 11/13/01 S 400,000 D 2.3182 I (2)
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Common Stock 11/14/01 S 500,000 D 2.3980 I (2)
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Common Stock 11/15/01 S 275,000 D 2.4423 I (2)
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Common Stock 11/16/01 S 825,000 D 2.5315 I (2)
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Common Stock 11/19/01 S 1,100,000 D 2.9035 I (2)
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Common Stock 11/20/01 S 400,000 D 2.9349 I (2)
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Common Stock 11/21/01 S 180,000 D 2.3000 I (2)
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Common Stock 11/23/01 S 150,000 D 2.4200 I (2)
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Common Stock 11/26/01 S 450,000 D 2.4044 I (2)
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Common Stock 11/27/01 S 600,000 D 2.2654 I (2)
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Common Stock 11/28/01 S 900,000 D 2.0300 I (2)
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Common Stock 11/29/01 S 750,000 D 1.9227 I (2)
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Common Stock 11/30/01 S 470,000 D 2.0026 44,553,787 I (2)
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FORM 4 (continued)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the Form is filed by more than one Reporting Person, See Instruction 4(b)(v).
TABLE II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of Deriv- 6. Date Exer- 7. Title and Amount 8. Price 9. Number 10. Owner- 11. Nature
Security sion or action action ative Securities cisable and of of of Deriv- ship of
(Instr. 3) Exercise Date Code Ac-quired (A) or Expiration Date Underlying Deriv- ative Form of Indirect
Price of (Instr. Dis- (Month/Day/ Securities ative Secur- Deriv- Benefi-
Deri- (Month/ 8) posed of (D) Year) (Instr. 3 and 4) Secur- ities ative cial
vative Day/ (Instr. 3, 4, ity Bene- Security: Owner-
Security Year) and 5) (Instr. ficially Direct ship (Instr.
5) Owned (D) or 4)
at End Indirect
-------- --------- --------- -----------
of (I)
Month (Instr. 4)
Date Expira- Title Amount or (Instr. 4)
Exer- tion Number of
---------- ------- --- ----------- --------
cisable Date Shares
Code V (A) (D)
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Explanation of Responses:
(1) On November 8, 2001, CMGI issued a total of 4,445,056 shares of common stock to CPQ Holdings, Inc. valued at approximately
$7 million, relating to the payment of previously issued Promissory Notes of CMGI. Such common stock was acquired in good
faith in connection with a debt previously contracted within the meaning of Section 16(b) of the Securities Exchange Act of
1934, as amended.
(2) The securities are directly owned by CPQ Holdings, Inc., a wholly owned subsidiary of Compaq Computer Corporation.
Compaq Computer Corporation
By: /s/ Linda S. Auwers December 7, 2001
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Linda S. Auwers, Vice President Date
Deputy General Counsel and
Secretary
**Signature of Reporting Person
**Intentional misstatement or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C.1001 and 15 U.S.C. 78ff(a).
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Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the
form displays a currently valid OMB Number.
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JOINT FILER INFORMATION
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Name: CPCG Holdings, Inc.
I.R.S. Identification Number: 76-0647487
Address: 20555 State Highway 249
Houston, TX 77070
Designated Filer: Compaq Computer Corporation
Issuer and Ticker Symbol CMGI, Inc. (“CMGI”)
Statement for Month/Year: August 2001
CPCG HOLDINGS, INC.
By: /s/ Linda S. Auwers December 7, 2001
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Linda S. Auwers, Vice President Date
and Secretary
**Signature of Reporting Person
Name: CPQ Holdings, Inc.
I.R.S. Identification Number: 51-0337545
Address: 20555 State Highway 249
Houston, TX 77070
Designated Filer: Compaq Computer Corporation
Issuer and Ticker Symbol CMGI, Inc. (“CMGI”)
Statement for Month/Year: August 2001
CPQ HOLDINGS, INC.
By: /s/ Linda S. Auwers December 7, 2001
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Linda S. Auwers, Vice President Date
and Secretary
**Signature of Reporting Person
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