1 - -------- --------------------------- FORM 4/A OMB APPROVAL - -------- --------------------------- [ ] Check this box if no OMB Number: 3235-0287 longer subject to Expires: December 31, 2001 Section 16. Form 4 Estimated average burden or Form 5 obligations hours per response .... 0.5 may continue. See --------------------------- Instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses) - ----------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person Compaq Computer Corporation CMGI, Inc. ("CMGI") to Issuer (Check all applicable) - --------------------------------------------- ---------------------------------------------- Director X 10% Owner (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- --- 20555 State Highway 249 Number of Reporting Month/Year Officer (give Other (Specify - --------------------------------------------- Person (Voluntary) August 2001 ---- title --- below) (Street) ------------------- below) Houston TX 77070 -------------------- 5. If Amendment, - --------------------------------------------- Date of Original (City) (State) (Zip) (Month/Year) -------------------------------------- 7. Individual or Joint/Group Filing ------------- (Check Applicable Line) Form filed by One Reporting --- Person X Form filed by More than One --- Reporting Person - ----------------------------------------------------------------------------------------------------------------------------------- TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Month Direct Benefi- (Month/ (Instr. 3 and 4) (D) or cial Day/ --------------------------------------- Indirect Owner- Year) Code V Amount (A) or Price (I) ship (D) (Instr. 4) (Instr. 4) - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 08/18/01 J(1) 2,011,682 A (1) I (2) - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 08/18/01 J(1) 3,385,514 A (1) 47,108,731 I (2) - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the Form is filed by more than one Reporting Person, See Instruction 4(b)(v). SEC 1474 (7-96) 2
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or -------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of Derivative Form of Indirect Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- Explanation of Responses: (1) On August 18, 2001, CMGI issued a total of 5,397,196 shares of common stock to CPQ Holdings, Inc. ("CPQ") as a semi-annual interest payment valued at approximately $11.5 million related to previously existing notes payable to CPQ, issued in connection with CMGI's acquisition of AltaVista Company. (2) The securities are directly owned by CPQ Holdings, Inc., a wholly owned subsidiary of Compaq Computer Corporation Compaq Computer Corporation By: /s/ LINDA S. AUWERS 9/7/2001 ------------------------------- -------- Linda S. Auwers, Vice President Date Deputy General Counsel and Secretary **Signature of Reporting Person **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently Page 2 valid OMB number. SEC 1474 (7-96) 3 - -------------------------------------------------------------------------------- JOINT FILER INFORMATION - -------------------------------------------------------------------------------- NAME: CPCG Holdings, Inc. I.R.S. Identification Number: 76-0647487 Address: 20555 State Highway 249 Houston, TX 77090 Designated Filer: Compaq Computer Corporation Issuer and Ticker Symbol CMGI, Inc. ("CMGI") Statement for Month/Year: August 2001 CPCG HOLDINGS, INC. By: /s/ Linda S. Auwers September 7, 2001 - ---------------------------------- --------------------------------------- Linda S. Auwers, Vice Date President and Secretary **Signature of Reporting Person Name: CPQ Holdings, Inc. I.R.S. Identification Number: 51-0337545 Address: 20555 State Highway 249 Houston, TX 77040 Designated Filer: Compaq Computer Corporation Issuer and Ticker Symbol CMGI, Inc. ("CMGI") Statement for Month/Year: August 2001 CPQ HOLDINGS, INC. By: /s/ Linda S. Auwers September 7, 2001 - ---------------------------------- --------------------------------------- Linda S. Auwers, Vice Date President and Secretary **Signature of Reporting Person Page 3 SEC 1474 (7-96)