FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
CMGI INC [ CMGI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 08/13/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock(1) | 08/13/2004 | S | 43,217 | D | $1.1826 | 1,711,517 | D | |||
Common Stock(2) | 08/13/2004 | S | 43,217 | D | $1.1826 | 1,711,517 | I | by Canpartners Investments IV, LLC | ||
Common Stock(3) | 08/13/2004 | S | 46,575 | D | $1.1826 | 1,844,552 | D | |||
Common Stock(4) | 08/13/2004 | S | 46,575 | D | $1.1826 | 1,844,552 | I | by Enterprise Associates LLC, a subsidiary | ||
Common Stock(5) | 08/13/2004 | S | 53,911 | D | $1.1826 | 2,135,120 | D | |||
Common Stock(6) | 08/13/2004 | S | 14,964 | D | $1.1826 | 421,994 | D | |||
Common Stock(1) | 08/16/2004 | S | 57,621 | D | $1.1877 | 1,653,896 | D | |||
Common Stock(2) | 08/16/2004 | S | 57,621 | D | $1.1877 | 1,653,896 | I | by Canpartners Investments IV, LLC | ||
Common Stock(3) | 08/16/2004 | S | 62,101 | D | $1.1877 | 1,782,451 | D | |||
Common Stock(4) | 08/16/2004 | S | 62,101 | D | $1.1877 | 1,782,451 | I | by Enterprise Associates LLC, a subsidiary | ||
Common Stock(5) | 08/16/2004 | S | 71,883 | D | $1.1877 | 2,063,237 | D | |||
Common Stock(6) | 08/16/2004 | S | 19,952 | D | $1.1877 | 402,042 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
Explanation of Responses: |
1. These securities are owned by Canpartners Investments IV, LLC. The reporting person is a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding common stock. |
2. These securities are owned by Canpartners Investments IV, LLC ("CI"). Canyon Capital Advisors, LLC, the investment advisor to CI, is reporting indirect beneficial ownership of these securities and has the right to receive or the power to direct the receipt of dividends from, or the proceeds from, the sale of securities held by CI. CI is a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding common stock. |
3. These securities are owned by Enterprise Associates, LLC. The reporting person is a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding common stock. |
4. These securities are owned by Enterprise Associates, LLC. IMS Health Inc. is reporting indirect beneficial ownership of these securities. Enterprise Associates, LLC is a subsidiary of IMS Health Inc. Enterprise Associates, LLC is a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding common stock. |
5. These securities are owned by Harding Holdings Inc. The reporting person is a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding common stock. |
6. These securities are owned by Linwood A. Lacy, Jr. The reporting person is a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding common stock. |
/s/ Thomas B. Rosedale (pursuant to Power of Attorney granted by Canpartners Investments IV, LLC) | 08/17/2004 | |
/s/ Thomas B. Rosedale (pursuant to Power of Attorney granted by Canyon Capital Advisors LLC) | 08/17/2004 | |
/s/ Thomas B. Rosedale (pursuant to Power of Attorney granted by Enterprise Associates, LLC) | 08/17/2004 | |
/s/ Thomas B. Rosedale (pursuant to Power of Attorney granted by Harding Holdings Inc.) | 08/17/2004 | |
/s/ Thomas B. Rosedale (pursuant to Power of Attorney granted by Linwood A. Lacy, Jr.) | 08/17/2004 | |
/s/ Thomas B. Rosedale (pursuant to Power of Attorney granted by IMS Health Inc.) | 08/17/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |