FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 08/02/2004 |
3. Issuer Name and Ticker or Trading Symbol
CMGI INC [ CMGI ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, .01 par value | 5,999,666(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. The Reporting Person is a party to a certain Stock Transfer Agreement dated as of March 23, 2004 and a certain Stock Selling Agreement dated as of August 2, 2004 (collectively, the "Selling Stockholder Agreements"). As a result thereof, the Reporting Person and the other parties to the Selling Stockholder Agreements may be deemed to constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1932, as amended (the "Act") with respect to 62,521,577 shares of the Issuer's Common Stock representing 13.2% of the Issuer's Common Stock outstanding as of August 2, 2004. (Footnote continued under "Remarks") |
Remarks: |
The Reporting Person disclaims beneficial ownership of any securities held by any other party to the Selling Stockholder Agreements and the filing of this Form 3 shall not be deemed an admission that the Reporting Person or any other person or persons party to the Selling Shareholders Agreements constitute a "group" for purposes of Section 13(d)(3) of the At or Rule 13d-5 thereunder. See Exhibit 99.1 |
J.P. Morgan Partners By: JPMP Master Fund Manager, L.P., as general partner By: JPMP Capital Corp., as general partner By: Thomas Szymoniak, Vice President and Assistant Secretary | 08/04/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
Name and Address of Reporting Person(1) | Designated Reporter(1) | Date of Event Requiring Statement | Issuer
Name, Ticker or Trading Symbol |
Title
and Amount of Security |
Title of Derivative Securities and Title and Amount of Securities Underlying Derivative Securities | Ownership
Form: Direct (D) or Indirect (I) |
Nature
of Indirect Beneficial Ownership |
Disclaims Pecuniary Interest |
JPMP Master Fund Manager, L.P. c/o J.P. Morgan Partners, LLC 1221 Avenue of the Americas 40th Floor New York, NY 10020 |
J.P. Morgan Partners (BHCA), L.P. | August 2, 2004 | CMGI, Inc. (CMGI) | See Table I | N/A | I | See Explanatory Note 2 below |
No |
JPMP Capital Corp. c/o J.P. Morgan Partners, LLC 1221 Avenue of the Americas 40th Floor New York, NY 10020 |
J.P. Morgan Partners (BHCA), L.P. | August 2, 2004 | CMGI, Inc. (CMGI) | See Table I | N/A | I | See Explanatory Note 3 below |
No |
J.P. Morgan Chase & Co. 270 Park Avenue 35th Floor New York, NY 10017 |
J.P. Morgan Partners (BHCA), L.P. | August 2, 2004 | CMGI, Inc. (CMGI) | See Table I | N/A | I | See Explanatory Note 4 below |
No |
Explanatory Note:
1) | The Designated Reporter is executing this report on behalf of all Reporting Persons, each of whom has authorized it to do so. Each of the Reporting Persons disclaims beneficial ownership of the Issuers securities to the extent it exceeds such Persons pecuniary interest. |
2) | The amount shown in Table I represents the beneficial ownership of the Issuers equity securities by J.P. Morgan Partners (BHCA), L.P. (JPM BHCA), a portion of which may be deemed attributable to the Reporting Person because it is the sole general partner of JPM BHCA. |
3) | The amount shown in Table I represents the beneficial ownership of the Issuers equity securities by JPM BHCA, a portion of which may be deemed attributable to the Reporting Person because it is the general partner of JPMP Master Fund Manager, L.P. (MF Manager), the sole general partner of JPM BHCA. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rates of return and vesting of interests within JPM BHCA and MF Manager. |
4) | The amount shown in Table I represents the beneficial ownership of the Issuers equity securities by JPM BHCA, a portion of which may be deemed attributable to the Reporting Person because it is the sole stockholder of JPMP Capital Corp. and of Chatham Ventures, Inc., the limited partner of JPM BHCA. The actual pro rata portion of such beneficial ownership that may be attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rates of return and vesting of interests within JPM BHCA and MF Manager. |