FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 08/02/2004 |
3. Issuer Name and Ticker or Trading Symbol
CMGI INC [ CMGI ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4,018,257 | I | see note(1) |
Common Stock | 238,900(2) | D | |
Common Stock | 238,905(3) | D | |
Common Stock | 148,275 | I | see note(4) |
Common Stock | 0 | I | see note(5) |
Common Stock | 68,074 | I | see note(6) |
Common Stock | 26,440 | I | see note(7) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. These securities are owned by BankAmerica Investment Corporation, which is a member of a "group" with other stockholders of the Issuer for purposes of Section 13(d) of the Securities Exchange Act of 1934. These securities may be deemed to be indirectly owned by Bank of America Corporation by virtue of Bank of America Corporation's 100% ownership of BankAmerica Investment Corporation. Bank of America Corporation disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. |
2. These securities are owned solely by the Abegail L. Moore Trust dated June 5, 1996, which is a member of a "group" with other stockholders of the Issuer for purposes of Section 13(d) of the Securities Exchange Act of 1934. |
3. These securities are owned solely by the Alexander S. Moore Trust dated June 5, 1996, which is a member of a "group" with other stockholders of the Issuer for purposes of Section 13(d) of the Securities Exchange Act of 1934. |
4. These securities are owned by FSC Corp. These securities may be deemed to be indirectly owned by Bank of America Corporation by virtue of Bank of America Corporation's 100% ownership of FSC Corp. Bank of America Corporation dislcaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. |
5. Fleet National Bank, as trustee of both the Abegail L. Moore Trust and the Alexander S. Moore Trust, is a member of the Section 13(d) "group" along with certain other stockholders of the Issuer. Fleet National Bank does not have a pecuniary interest in any shares of the Issuer. |
6. These securities are beneficially owned by BAS Capital Funding Corporation. These securities may be deemed to be indirectly owned by Bank of America Corporation, by virtue of its 100% ownership of BAS Capital Funding Corporation. Bank of America Corporation disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. |
7. These securities are owned by Banc of America Securities LLC. Banc of America Securities LLC is a wholly-owned subsidiary of NationsBank Montgomery Holdings Corporation, which is a wholly-owned subsidiary of NB Holdings Corporation, which is a wholly-owned subisidary of Bank of America Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation, and Bank of America Corporation disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
By: Charles F. Bowman, Senior Vice President | 08/04/2004 | |
By: Julie Kunetka, Senior Vice President, Legal | 08/04/2004 | |
By: Fleet National Bank, as Trustee, By: Kevin O'Shea, Vice President | 08/04/2004 | |
By: Fleet National Bank, as Trustee, By: Kevin O'Shea, Vice President | 08/04/2004 | |
By: Kevin O'Shea, Vice President | 08/04/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
EXHIBIT 99.1
JOINT FILER INFORMATION
Name: BankAmerica Investment Corporation
231 So. LaSalle Street
Chicago, IL 60679
Designated Filer: Bank of America Corporation
Issuer and
Ticker Symbol: CMGI, Inc. (CMGI)
Date of Event
Requiring Statement: August 2, 2004
Signature: BANKAMERICA INVESTMENT CORPORATION
By: /s/ Julie Kunetka
Julie Kunetka
Senior Vice President - Legal
Name: Abegail L. Moore Trust dated June 5, 1996
c/o Fleet National Bank
175 Federal Street, 10th Floor
Boston, MA 02110
Designated Filer: Bank of America Corporation
Issuer and
Ticker Symbol: CMGI, Inc. (CMGI)
Date of Event
Requiring Statement: August 2, 2004
Signature: Abegail L. Moore Trust dated June 5, 1996
By: Fleet National Bank, as Trustee
By: /s/ Kevin O'Shea
Kevin O'Shea
Vice President
Name: Alexander S. Moore Trust dated June 5, 1996
c/o Fleet National Bank
175 Federal Street, 10th Floor
Boston, MA 02110
Designated Filer: Bank of America Corporation
Issuer and
Ticker Symbol: CMGI, Inc. (CMGI)
Date of Event
Requiring Statement: August 2, 2004
Signature: alexander s.. Moore Trust dated June 5, 1996
By: Fleet National Bank, as Trustee
By: /s/ Kevin O'Shea
Kevin O'Shea
Vice President
Name: Fleet National Bank
175 Federal Street, 10th Floor
Boston, MA 02110
Designated Filer: Bank of America Corporation
Issuer and
Ticker Symbol: CMGI, Inc. (CMGI)
Date of Event
Requiring Statement: August 2, 2004
Signature: fleet national bank
By: /s/ Kevin O'Shea
Kevin O'Shea
Vice President